Preliminary data on fundraising and expenditures, for candidates
on the ballot for the 2005 elections. Funding data from the
NYC Campaign Finance Board; ballot status and party from NYC
Board of Elections. Updated on 8/15.
New York City
New York City Council: 51 members, elected every four
years (expanded from 35 to 51 in 1991 when members ran for two-year
terms; elections held in ’03 and ’07 years)
General Campaign Finance Law in New York City
Campaign Finance in New York City is regulated both by the city’s
Campaign Finance Board and the New York State Board of Elections.
Donation limits to non-publicly funded candidates for
the city council are set by the State Board of Elections and are:
- For both the primary election and general election
individually, $0.05 times the number of
enrolled voters in the candidate’s party and district (but at
least $1,000, with a maximum of $50,000)
for individuals, corporations, parties, Political Action Committees
(PACs), and unions.
- No limit for self or spouse per election.
- For both the primary election and general election
individually, $0.25 times the number of
enrolled voters in candidate’s party and district (but at least
$1,250, with a maximum of $100,000) for
family members other than the candidate and the candidate’s
spouse.
No person can make political contributions in aggregate
greater than $150,000 per calendar year, except for a candidate or spouse
when contributing to that candidate’s campaign.
No corporation can make political contributions in aggregate
greater than $5,000 per calendar year. Limited liability corporations
and partnerships are treated as individuals, not corporations for this
purpose.
Individual contributions to a state political party are
limited to $84,000 per calendar year; corporate contributions to a state
political party are limited to $5,000 per calendar year. Contributions
to party’s for “housekeeping” expenses do not count
against the above limit and are, in fact, unlimited.
Campaigns cannot accept cash contributions greater than
$100.
Anonymous contributions are prohibited.
Political parties are prohibited from making expenses on behalf of a
candidate during a primary election.
For the 2005 council elections, candidates who voluntarily
agree to limit campaign expenditures or who are certified as candidates
under New York City’s voluntary Campaign Finance Program, are
subject to different contribution limits and to a total expenditure
limit of $190,000 in the primary election and $150,000 in the general
election.
All information above adapted from: New York State Board
of Elections Website (http://www.elections.state.ny.us/),
New York State Consolidated Laws (2004), New York City Campaign Finance
Board Campaign Finance Handbook, online version (http://www.cfb.nyc.ny.us/handbook/index.html),
New York City Charter (2003), and New York City Administrative Code
(2003).
Public Financing — New York City Campaign Finance Program
In 1988, as result of a strong government reform movement, the City
Council passed the Campaign Finance Act (CFA). In November of the 1988,
the voters also approved the incorporation of the Campaign Finance Board
(CFB) into the City Charter. Part of the CFA created the Campaign Finance
Program (CFP), a public financing option available to candidates. The
CFP matches, for qualifying candidates, private contributions with public
money. In exchange, the candidates agree to disclose their campaign
finances and to abide by contribution and spending limits.
The Council and voters decided to make the CFP a more
attractive fundraising option for candidates in 1998. A Charter revision
passed in November 1998 produced the following changes for candidates
in the CFP: it reduced contribution limits, banned corporate contributions,
restricted political action committee contributions to only contributions
from those PACs registered with the CFB; and changed the public matching
funds rate. From 1988 until 1998, the CFP matched contributions 1-to-1,
up to a maximum of $1,000 per contributor from New York City. The Charter
change revised the match upward to 4-to-1, up to $250 per contributor
for a maximum of $1,000 per contributor from New York City. The CFP
also has a “bonus” funds provision for publicly-funded candidates
running against non-publicly-funded candidates who raise or spend more
than half of the spending limit for that office.
Funding for CFP comes from the following sources:
- Appropriations from the New York City general budget.
- Voluntary donations.
Candidates seeking public funds must meet the following
requirements:
- A candidate must be on the ballot and be opposed
by a candidate appearing on the ballot.
- Prior to certification as a CFP candidate, candidates
must raise $5,000 from New York City residents.
- Candidates also need to raise at least 50 contributions
of ten dollars or more from residents
of the borough in which their district is located. (For 2003, 75 contributions
were required; for 2005, only 50 contributions are required.)
Candidates seeking public funds must obey the following
restrictions:
- A candidate must not accept any contributions greater
than $2,750 over the entire election period
(primary and general elections), except the candidate and his/her spouse,
domestic partner, or non-emancipated children can donate up to $8,250.
- Donations from corporations and political committees
(PACs, parties, and candidates committees)
not registered with the CFB are prohibited.
- Contributions from non-New York City residents,
individuals under the age of 18, political
committees, unions, unincorporated businesses, trust funds, business
accounts, limited liability companies,
and partnerships, as well as funds from the candidate’s
previous campaigns, may be accepted but are not eligible for matching
funds.
- A candidate must adhere to the total expenditure
limit for the election period.
- For the 2005 council elections, candidates who are
certified as candidates under the CFP
are subject to a total expenditure limit of $190,000 in the primary
election and $150,000 in the general election.
- The use of public funds is limited to specific campaign
goods and services, as determined by the
CFB.
- Unused CFP funds must be returned when the candidate
leaves the race or when the election is
concluded.
- There is no limit on the amount of money candidates
may borrow. Under state law, however,
all loans that are not paid back by the date of the election, whether
primary or general, are considered contributions,
subject to the contribution limits and
the assessment of penalties.
The amount of funds distributed through the CFP is determined
as follows:
- Contributions are matched at a rate of four dollars
in public funds for every dollar raised
up to the first $250 given by an individual New York City resident,
for a maximum of $1,000 per contributor.
- If a candidate has opposition on the ballot, only
one-quarter of the maximum amount of public
funds available to the office will be granted unless the candidate is
opposed by another CFP candidate or the
candidate is opposed by a candidate who
the CFB has determined has raised or spent more than one-fifth of the
expenditure limit. The maximum amount
in total public funds granted for each election
equals 55 percent of the spending limit (i.e. $82,500 for city council
members) except for candidates eligible
for bonus funds.
- Candidates are eligible for bonus funds if their
opponent does not participate in the CFP
and raises or spends more than half of the spending limit for the office.
For city council candidates qualifying
for the bonus, the matching ratio rises from 4:1 to 5:1,
the total amount of public funds available rises from $82,500 to $100,000,
and the total expenditure limitation is
waived.
- The following disbursements reduce the amount of
contributions eligible for matching: transfers
and other disbursements from the candidate’s principal committee
to another committee controlled by the candidate; expenditures for a
previous election; loans to, or spending
for other candidates, party committees, or political
clubs that are not reimbursed within 30 days; and contributions to political
committees unless the aggregate of those
contributions does not exceed $3,000.
All information above adapted from: New York City Campaign
Finance Board Campaign Finance Handbook, online version (http://www.cfb.nyc.ny.us/handbook/index.html),
New York City Charter (2003), and New York City Administrative Code
(2003).
Reapportionment/Redistricting
Since 1983, reapportionment and redistricting in New York City has occurred
between the arrival of census and the ’03 election in each decade.
The reapportionment and redistricting of the City Council follows the
requirements of the New York City Charter and parts of the plan are
also subject to pre-clearance under Section Five of the federal Voting
Rights Act (VRA). The responsibility for reapportionment and redistricting
belongs to the New York City Districting Commission whose work is subject
to review by the City Council.
After a 1989 Charter revision, the Districting Commission
expanded from nine to 15 members. The majority party in the City Council
appoints five members, no more than one of whom may be from the same
borough, and the minority party in the City Council appoints three members,
no more than one of whom may be from the same borough. The mayor appoints
seven members, but the party membership, of the mayoral appointees cannot
be such that one political party has a majority on the Commission. The
members of the Commission shall elect one of its 15 members to serve
as chairperson. The Commission must have at least one resident of each
borough and members of the racial and language minority language groups
in New York City which are covered under the VRA, in rough proportion,
to their population in the city.
The Commission must submit its plan to the City Council
at least one year before the general election of the City Council to
be held in the ‘03 year—its process of submission usually
entails the release of a preliminary draft, followed by public hearings,
and then adoption of revised plan that is sent to the Council. The submitted
plan is thus considered adopted, unless, within three weeks, the City
Council, by majority vote, raises objections to the plan and returns
the plan to the Commission with the written objections of all Council
members. Upon the receipt the objections, the Commission must provide
for public and City Council review a revised plan by ten months before
the general election. Following this review, the Commission shall submit,
prior to eight months before the general election, a final plan.
Reapportionment/Redistricting Provisions
Section 52 of the City Charter and Section Five of the VRA govern reapportionment
and redistricting. The following criteria are, in order, the priorities
stated in the City Charter:
- The population deviation between the least populous
and the most populous districts must be
below ten percent of the average population for all districts. Any differences
greater than ten percent must be justified by the other criteria.
- The plan must ensure the fair and effective representation
of the racial and language minority groups
that are protected by the VRA. The affected areas under Section
Five of the VRA are New York County (Manhattan), Bronx County, and Kings
County (Brooklyn).
- District lines should keep intact neighborhoods
and communities with established ties
of common interest and association, whether historical, racial, economic,
ethnic, religious or other.
- Each district shall be compact and shall be no more
than twice as long as it is wide.
- A district shall not cross borough or county boundaries.
If any district includes territory in
two boroughs, then no other district may also include territory from
the same two boroughs.
- Districts shall not be drawn for the purpose of
separating geographic concentrations of
voters enrolled in the same political party into two or more districts
in order to diminish the effective representation of such voters.
- The districting plan shall be established in a matter
that minimizes the sum of the length of
the boundaries of all the districts in the plan.
- Each district shall be contiguous, and whenever
a part of the district is separated from
the rest of the district by a body of water, there shall be a connection
by a bridge, a tunnel, a tramway or by
regular ferry service.
1991 Reapportionment/Redistricting
The 1991 reapportionment and redistricting coincided with sweeping reforms
in New York City government that included expanding the City Council
from 35 to 51 seats. The Districting Commission began its work in May
1990 and issued its initial plan on May 1, 1991, with the hope that
districts could be established in time for a November election in which
all City Council seats would be up for election to temporary two-year
terms. The plan’s intention was to increase minority representation
on the Council from one-quarter to one-third of the total seats. This
plan was roundly criticized for failing to increase minority representation
enough; however, the Commission’s final plan, issued on May 16
and approved on June 4, held the proportion of majority-minority districts
at one-third of the total. The Commission forwarded the plan to the
U.S. Department of Justice (DOJ) for review under the VRA.
The Puerto Rican Legal Defense and Education Fund challenged
the Commission’s final plan in federal court, arguing that the
plan underrepresented the city’s Hispanic population. The federal
court initially granted a week-long temporary injunction that halted
activity related to 1991 election but then dismissed the suit on its
face since the DOJ had not yet pre-cleared the plan.
On July 19, the DOJ rejected the Commission’s plan,
stating that it “consistently disfavored” Hispanic voters
and thus violated the VRA. The Commission responded with a revised map
(adjusting boundaries for districts in Brooklyn and Queens) on July
26; the DOJ approved this new map on July 27.
On July 31, another federal court approved 25 temporary
election law changes, including eliminating district residency requirements
for candidates and decreasing the number of qualifying signatures needed,
so as to allow the 1991 elections to proceed under a compressed schedule.
New York City used this plan for all elections from 1991
through 2001.
2003 Reapportionment/Redistricting
The Districting Commission began its work on July 25, 2002. After a
series of public hearings, the Commission issued its preliminary plan
on October 25. The most obvious changes adjusted districts in Brooklyn
that extended into neighboring boroughs. Attempts were made to increase
Hispanic voting strength by merging predominately Hispanic areas of
Brooklyn and Queens into one district. The Commission also created an
additional majority-minority district in Brooklyn comprised of Hispanics
and Chinese residents. Neither minority groups nor the mayor backed
this initial plan.
The Commission issued a revised plan and forwarded it
to the City Council on December 18. In order to lower the total deviation,
the Commission split a district between Staten Island and Brooklyn rather
than Queens and Brooklyn. The Commission also created a total of 12
Hispanic-majority districts and concentrated Brooklyn’s Asian
population in one district. The largest dispute related to the new maps
dealt with the placing of a Russian-speaking minority within Brooklyn’s
districts. The Commission gave final approval to its plan on February
26, 2003 and forwarded it to the DOJ on March 4. The final plan contained
23 majority-minority districts out of 51 total districts.
New York City intends to use this plan for the 2005 and
2009 elections.